United States
GAIN Capital Group, LLC is a registered FCM and RFED with the CFTC and member of the NFA (NFA ID #0339826). As a registered FCM and RFED, GAIN must uphold the highest standards and business practices and is subject to strict financial requirements and reporting. All Futures Commission Merchants must adhere to strict rules and regulations, including Minimum Net Capital requirements. GAIN submits to the CFTC and the NFA financial data on a weekly and monthly basis.
Interested parties can visit the NFA web site at any time to review GAIN Capital's record as an NFA member.
United Kingdom
FOREX.com is a trading name of GAIN Capital – FOREX.com UK Limited and is authorized and regulated by the Financial Services Authority. FDA No. 190864.
Japan
FOREX.com Japan Co., LTD is regulated by the Financial Service Agency, FSA number 291 FSA registration number 1539.
Australia
FOREX.com is a trading name of GAIN Capital FOREX.com Australia Pty Limited ABN 97138414605 and is regulated by the Australian Securities and Investments Commission (ASIC). FOREX.com holds Australian Financial Service License No. 340255.
Hong Kong
GAIN Capital - FOREX.com Hong Kong Limited (CE Number: ARS812) is licensed to conduct regulated activity Type 3 (leveraged foreign exchange trading) under the Securities and Futures Ordinance (Cap. 571, Laws of Hong Kong) and an approved introducing agent under Section 58(4) of the Securities and Futures (Financial Resources) Rules (Cap. 571N, Laws of Hong Kong).